US Head Of Exchange Traded Products Surveillance – Director
New Today
Investment bank located in Midtown Manhattan looking to bring on board a “US Head Of Exchange Traded Products Surveillance –Director” to join their team. This role is currently in a hybrid schedule (3 days in office / week).
Responsibilities:
-Keeping businesses informed about new regulations and changes that may impact operations.
-Conducting independent monitoring and oversight activities to ensure adherence to compliance standards.
-Overseeing and enhancing the existing trade surveillance program for ETPs.
-Building and leading a team of trade-surveillance analysts based in New York.
-Ensuring effective surveillance of activities conducted through the firm across various trading platforms.
- Location:
- New York