Associate Director, Regulatory Compliance, Marketing, Boston

Associate Director, Regulatory Compliance, Marketing

New Yesterday

Job Overview

The Regulatory Compliance help to oversee the compliance related activities associated with managing the complex legal and regulatory needs of the firm on a global basis. We are responsible for managing the firm's compliance policies and procedures, meeting regulatory reporting obligations, reviewing marketing materials for compliance with regulatory requirements and administering the Code of Ethics. Completing these responsibilities requires extensive collaboration with colleagues throughout the organization.

We are seeking an entrepreneurial, business-minded compliance professional to join our team to provide pro-active compliance support to our institutional asset management business, particularly as it relates to marketing material review and client deliverables. The professional who fills this position will be a significant contributor to our global compliance effort with an opportunity to learn and contribute to a wide variety of matters. We believe strongly in the development and mentoring of our professionals.

Responsibilities

Design, enhance and manage processes and procedures related to the review of marketing materials and production of client compliance deliverables
Lead day-to-day efforts to review marketing materials for compliance with applicable regulations
Prepare and review client deliverables including due diligence requests, ad hoc inquiries, annual questionnaires, etc.
Support automation projects through collaboration with our Marketing Services, Product Marketing and Technology teams
Support Management and team by actively contributing to a positive work environment that is collaborative with junior staff

Our Ideal Candidate

Is a self-starter that works proactively and thinks both strategically and tactically
Has the ability to prioritize and effectively manage competing priorities and projects
Is able to thrive in a dynamic, fast paced environment and prioritize under tight deadlines
Is knowledgeable of, and experienced with, industry best practices in compliance surrounding marketing review programs
Maintains a superior work ethic, has strong analytical and organizational skills and a strong attention to detail
Has excellent interpersonal, verbal and written communication skills and is able to work collaboratively with various levels of the organization
Identifies opportunities to improve existing processes and procedures

Qualifications

5-7 years of regulatory compliance experience, preferably at an established investment manager
Experience leading or contributing to compliance marketing review programs
Familiarity with the laws, rules and regulations applicable to investment managers
Bachelor's Degree

Arrowstreet Capital is a Boston-based systematic investment firm that manages global equity portfolios for institutional investors around the world.

All qualified applicants will receive consideration for employment without regard to sex, race, color, religion, national origin, ancestry, genetic information, age, pregnancy, medical condition, disability, veteran or military status, marital status or any other characteristic protected by federal, state, or local law.

Arrowstreet Capital is committed to working with and providing reasonable accommodations for qualified individuals with disabilities and disabled veterans. If you need a reasonable accommodation for any part of the employment process due to a disability, contact us to discuss the nature of your request and contact information.

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Location:: Boston

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