Associate Director - Operations Regulatory Reporting New York About Clear Street: Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure used across capital markets. We started from scratch by building a completely cloud-native clearing and custody system designed for today’s complex, global market. Clear Street’s proprietary prime brokerage platform adds significant efficiency to the market, while focusing on minimizing risk, redundancy, and cost for clients. Our goal is to create a single source-of-truth platform for every asset class, in every country, and in any currency. By combining highly-skilled product and engineering talent with seasoned finance professionals, we’re building the essentials to compete in today’s fast-paced markets. The Role: The Associate Director – Operations Regulatory Reporting candidate will be responsible for the strategic and day to day management of all Clear Street LLC non-financial regulatory reporting requirements. Regulatory operations is the Firm’s team that ensures that Clear Street is compliant with a wide range of non-financial regulatory reporting obligations covering cross product/market and jurisdictional requirements. This role will interface with all front office business lines within the company and co-ordinate closely with Technology, Legal and Compliance. Core to this role is establishing best practice, robust, and efficient regulatory reporting processes through comprehensive compliance analysis, gap identification, vendor system mapping, and operational framework development for Swaps reporting. Responsibilities: Production and submission of all non-financial regulatory reporting including but not limited to FINRA, SEC and CFTC transaction reporting Implement completeness and accuracy control tests of all submissions, including reconciliation process Drive operational excellence in trade reporting infrastructure by identifying gaps in reportable event capture, validating logic, and providing strategic recommendations, ensuring complete trade lifecycle coverage Identify solutions to correct system issues, document requirements to high quality, and perform tests to identify accurate resolutions Perform analysis to detect anomalies in the reporting data, investigate reporting issues and facilitate back reporting projects Advise on new business regulatory reporting requirements to facilitate commercial activity Complete UAT on new reporting set ups, inclusive of any new Clear Street entity Analyse internal client and external regulatory inquiries Maintain an up to date understanding of relevant FINRA, SEC and CFTC regulatory requirements and developments Work collaboratively across multiple business lines and stakeholder groups in strategic initiatives Participate in and influence discussions in external forums to improve and develop consistent reporting standards in the industry

Check all associated application documentation thoroughly before clicking on the apply button at the bottom of this description.

Skills required: Bachelor's degree with 7+ years experience in financial services Expertise of SEC and CFTC reporting requirements for security-based swap dealers Expertise of FINRA reporting requirements for broker dealers Experience with regulatory reporting and disclosures, in particular SEC, CFTC, and other global non-financial regulatory reporting obligations Ability to be up-to-date on rule and reporting changes, and communicating them effectively Strong analytical skills with an ability to understand complex workflows paired with meticulous attention to detail Experience with vendor integration and implementation a plus Excellent communication skills to clearly articulate issues and ideas and provide timely escalation Self-motivated and proactive team player Practical experience of writing business requirements, identifying solutions and defining and executing test cases Working knowledge of financial markets, regulatory landscape and associated processes, including the lifecycle of a trade Flexible and able to work well under pressure in a team environment Working knowledge of financial products across securities, exchange traded derivatives and OTC Derivatives across Equity, Credit, Interest Rates, FX and Commodities Experience participating in discussions and influencing outcomes in industry groups We Offer: The Base Salary Range for this role is $150,000 - 175,000. This range is representative of the starting base salaries for this role at Clear Street. Where a candidate falls in this range will be based on job related factors such as relevant experience, skills, and location. This range represents Base Salary only, which is just one element of Clear Street's total compensation. The range stated does not include other factors of total compensation such as bonuses or equity. At Clear Street, we offer competitive compensation packages, company equity, 401k matching, gender neutral parental leave, and full medical, dental and vision insurance. Our belief has always been that we are better as a business when we are all together in person. As such, we are requiring employees to be in the office 4 days per week. In-office benefits include lunch stipends, fully stocked kitchens, happy hours, a great location, and amazing views. Our top priority is our people. We’re continuously investing in a culture that promotes collaboration. We help each other through challenges and celebrate each other's successes. We believe that modern workplaces succeed by virtue of having high-performance workforces that are diverse — in ideas, in cultures, and in experiences. We put in the effort to make such a workplace a daily reality and are proud to be an equal opportunity employer. #LIHYBRID Apply for this job * indicates a required field First Name * Last Name * Preferred First Name Email * Phone Resume/CV Enter manually Accepted file types: pdf, doc, docx, txt, rtf Enter manually Accepted file types: pdf, doc, docx, txt, rtf LinkedIn Profile Website What is the minimum annual salary desired (in USD)? * Select... Will you now or in the future require Clear Street to sponsor an employment visa on your behalf to commence or continue to work with us (e.g. H-1B visa status)? * Select... If sponsorship is needed, please explain your current visa type and status. * Are you open to working onsite at least 4 days a week at our NYC Office? * Select... Have you ever worked for Clear Street as a full-time or part-time employee, as an intern or as a temporary/contract employee or through a third-party? * Select... How/where did you first learn about this role? * Select... If you selected "Clear Street Employee" or "Other" please let us know the name of the employee or more information on "Other" respectively. If you did not select "Clear Street Employee" or "Other" please write N/A. Where are you located? * Please provide your full name exactly as it appears on your government-issued identification. * Do you currently hold or have previously held any securities industry licenses (ie - SEC, FINRA, NASAA, CFTC, NFA or other)? * Select... Please provide a list of licenses that you currently hold or have previously held. If you do not have any, please say “None.” * Do you have at least 7-10 years working experience in Financial Services? * Select...

#J-18808-Ljbffr