Director of Compliance for Trade Surveillance and Communications About the Company Premier broker dealer in the insurance industry. About the Role Join our team as the Director of Compliance, specializing in Trade Surveillance and Communications. In this key leadership role, you will guide a dedicated team of compliance experts to enhance and oversee our surveillance programs focused on market abuse and electronic communications. Your responsibilities will include addressing regulatory inquiries, implementing compliance mandates, and leading both global and regional compliance discussions to identify key risks and trends. You will play a crucial role in devising and maintaining supervisory reviews, while also spearheading the execution of global strategies to improve our surveillance platforms. The ideal candidate will have a robust background in compliance with specific expertise in trade surveillance and communications. This role requires strategic thinking and the capability to manage systems, policies, and procedures effectively to foster a strong compliance program. We seek a proactive leader who can collaborate with business teams to optimize compliance capabilities and represent our organization in industry events and forums. Attention to detail is paramount as you will be responsible for documenting and refining policies and procedures to uphold compliance standards. If you have a passion for managing and mitigating compliance risks, we encourage you to apply for this exciting opportunity! Travel Percent Less than 10% Functions General Management Operations Strategy