Director, FDAS Compliance
New Today
: The Role
As a member of the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and commitment to compliance, regulatory and legal obligations. In this role you will lead the Controls, Testing and Oversight Team, collaborating closely with within FDAS and across the Fidelity organization, such as Personal Investing, Fidelity Institutional, and Workplace Investing.
You will:
Lead the Regulatory Control Mapping and Testing Program, including analyzing new products and regulatory requirements
Create and support the policies and procedures program
Create and support Compliance management reporting
Oversee the FDAS Records Management Program
Oversee the FDAS Privacy Program
Support the Cybersecurity team with compliance related requirements
Conduct enforcement action gap analysis and review on relevant industry actions
The Expertise and Skills You Bring
Experience building compliance controls and testing programs
8+ years of combined experience in Compliance, Risk, and Legal
4-year college degree required, master’s degree, MBA or JD is a plus
Strong attention to detail and experience supporting a regulatory compliance program
Strong analytical, organizational, and problem-solving skills
Strong relationship and communication skills; strong ability to work independently and as part of a closeknit team
Ability to influence key decision makers through a combination of knowledge, reasoning and relationships
An ability to work and flourish in a fast-moving, start-up environment operating in an uncharted regulatory environment
An ability to work collaboratively across various teams, including Legal, Operations, Risk and Audit
An interest in learning about digital assets
The Team
This team reports to the Chief Compliance Officer for Fidelity Digital Assets, a full-service, enterprise-grade platform for securing, trading, and supporting investments in digital assets. FDA is part of the Enterprise Services portfolio of agile, standalone organizations, which drive innovation, with the purpose of collaborating with Fidelity’s businesses to develop new sources of revenue, explore emerging technologies, enhance operational capabilities, and improve the customer experience. The Enterprise Services portfolio also includes Fidelity Labs, the Fidelity Center for Applied Technology, F-Prime Capital, and Impresa Management LLC.
Certifications:
- Location:
- Boston