47 Days Old

Director - Compliance Officer

• New York

Growing clearing fintech broker dealer is seeking a compliance officer to further enhance their Reg Sho framework. Key Responsibilities Maintain, administer, and enhance compliance policies, procedures, and written supervisory procedures (WSPs) r...

72 Days Old

Director, Markets Compliance Officer

• New York

Requisition ID: 225527 Salary Range: 180,000.00 - 301,500.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate's relevant knowledge, skil...

51 Days Old

Director of Operations and Chief Compliance Officer (CCO)

• Naples, FL, United States

• Financial Services

Director of Operations and Chief Compliance Officer (CCO) About the Company Prominent wealth management firm Industry Financial Services Type Privately Held About the Role The Company is seeking a Director of Operations and Chief Compliance Of...

46 Days Old

Head of Monitoring & Surveillance Compliance Officer - Director

• New York

Vacancy details General information Entity About Crdit Agricole Corporate and Investment Bank (Crdit Agricole CIB) Crdit Agricole CIB is the corporate and investment banking arm of Crdit Agricole Group, the 10th largest banking group worldwide in ...

10 Days Old

Compliance Director, Deputy BSA Officer & Sanctions Officer - Americas

• New York

Since being founded in 2018, Copper has been building the standard for institutional digital asset infrastructure with a focus on custody, collateral management, and prime services. Led by Amar Kuchinad, Copper's Global CEO, the firm provides a comp...

82 Days Old

Life & Annuity Deputy Chief Compliance Officer/Sr. Compliance Director

• Montpelier

Life & Annuity Deputy Chief Compliance Officer/Sr. Compliance Director Company Summary Come join one of America's fastest growing insurance companies with a stable history of 175 years. At National Life Group ("NLG"), we offer a flexible work enviro...

2 Days Old

Director of Compliance, Office of the Agency Chief Contracting Officer

• Long Island City

Director of Compliance, Office of the Agency Chief Contracting Officer OPEN TO PERMANENT INCUMBENTS IN THE TITLE OF ASSOCIATE CONTRACT SPECIALIST MAY APPLY. The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primari...

64 Days Old

Chief Compliance Officer and Director of Legal, ICE Clear U.S.

• Washington, DC, United States

• Management & Operations

Chief Compliance Officer and Director of Legal, ICE Clear U.S. Join to apply for the Chief Compliance Officer and Director of Legal, ICE Clear U.S. role at ICE Chief Compliance Officer and Director of Legal, ICE Clear U.S. 19 hours ago Be among ...

10 Days Old

Chief Compliance Officer and Director of Legal, ICE Clear U.S.

• Atlanta, GA

• $150

• Management And Consultancy

Chief Compliance Officer and Director of Legal, ICE Clear U.S. Join to apply for the Chief Compliance Officer and Director of Legal, ICE Clear U.S. role at ICE Chief Compliance Officer and Director of Legal, ICE Clear U.S. 19 hours ago Be among th...